-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K0GLw9ZQLKX3nb9sfuYF8/N19eRut0FrSwMxAu3nG9kX6lDriKlYCYCtnlyoog2H rbruTS3adJZiMaIzMhGIkg== 0001041885-98-000022.txt : 19980217 0001041885-98-000022.hdr.sgml : 19980217 ACCESSION NUMBER: 0001041885-98-000022 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WAINOCO OIL CORP CENTRAL INDEX KEY: 0000110430 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 741895085 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-31692 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 10000 MEMORIAL DRIVE STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 7136889600 MAIL ADDRESS: STREET 1: 10000 MEMORIAL DRIVE STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: WAINOCO OIL LTD /WY/ DATE OF NAME CHANGE: 19770117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INGALLS & SYNDER LLC CENTRAL INDEX KEY: 0001041885 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135156620 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 100006 BUSINESS PHONE: 2122697812 MAIL ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 100006 SC 13G 1 OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: October 31, 1994 Washington, D.C. 20549 Estimated average burden hours per response 14.90 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* WAINOCO OIL CORPORATION (Name of Issuer) COMMON (Title of Class of Securities) 930676101 (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON SS. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON INGALLS & SNYDER LLC 13-5156620 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK STATE NUMBER OF 5 SOLE VOTING POWER 381,000 SHARES BENEFICIALLY 6 SHARED VOTING POWER -0- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 5,819,591 (Assuming REPORTING the conversion of $5,000.00 principal amount of PERSON the 7 3/4% convertible subordinated debentures due WITH June 1, 2014). 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,819,591 (Assuming the conversion noted in Item 7 above). 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 21.0% (Based on 27,656,309 shares outstanding as of October 22, 1997 pursuant to the Company's Form 10Q for the period ended September 30, 1997 and assuming the conversion noted in Item 7 above). 12 TYPE OF REPORTING PERSON * BD *SEE INSTRUCTIONS BEFORE FILLING OUT! Under the Securities Exchange Act of 1934 Item 1. SECURITY AND ISSUER (a) Title of Class of Equity Securities: Common (b) Name and Address of Issuer's Wainoco Oil Corporation Principal Executive Offices: 1000 Memorial Drive, Suite 600 Houston, TX 77024-3411 Item 2. IDENTITY AND BACKGROUND (a) Name: INGALLS & SNYDER LLC (b) Address of Principal Business Office: 61 Broadway New York, NY 10006 (c) Citizenship: New York Limited Liability Company (d) Title of Class of Securities: Common (e) Cusip Number 930676101 Item 3. If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act Item 4. Ownership (a) 5,819,591 (Assuming the conversion of $5,000.00 principal amount of the 7 3/4% convertible subordinated debentures due June 1, 2014). (b) 21.0% (Based on 27,656,309 shares outstanding as of October 22, 1997 pursuant to the Company's Form 10Q for the period ended September 30, 1997 and assuming the conversion noted in Item 4(a) above.) (c) (I) 381,000 (II) -0- (III) 5,819,591 (Assuming the conversion noted in Item 4(a) above.) (IV) -0- Item 5. Ownership of Five Percent or Less of a Class Not Applicable item 6. Ownership of More than five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 1998 Joseph F. Antizzo, Managing Director -----END PRIVACY-ENHANCED MESSAGE-----